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SEC Rule 144A
Results: 115

#	Item
51	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]July 31, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendme Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-02 16:14:20 Financial regulation Financial system 73rd United States Congress Stock market Securities Exchange Act Rule 144A NASDAQ Trade Reporting And Compliance Engine Financial Industry Regulatory Authority United States securities law United States Securities and Exchange Commission Financial economics
52	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-24 17:32:48 73rd United States Congress Economy of the United States United States Rule 144A Securities Exchange Act Securities Act NASDAQ Financial Industry Regulatory Authority U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
53	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]June 21, 2007 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to a Polic Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-25 16:06:13 United States Securities and Exchange Commission Finance Securities Stock market 73rd United States Congress Security Securities Act Securities Exchange Act Rule 144A Financial economics United States securities law Financial system
54	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-17 08:46:14 Financial system Finance 73rd United States Congress Securities Stock market Securities Act Rule 144A Securities Exchange Act Qualified institutional buyer United States Securities and Exchange Commission United States securities law Financial economics
55	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-02 09:59:52 Financial regulation Finance Financial economics Securities Exchange Act SEC filings Securities Act NASDAQ Rule 144A U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
56	Herbert Smith September 4,2007 Nancy M. Morris Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-06 15:06:46 Financial economics Financial system Stock market 73rd United States Congress Securities Act Form 144 Rule 144A Short U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
57	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-21 17:13:49 Financial system Finance 73rd United States Congress Securities Stock market Securities Act Security Securities Exchange Act Rule 144A United States securities law Financial economics United States Securities and Exchange Commission
58	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-12 10:38:23 Financial economics Finance 73rd United States Congress Financial regulation Securities Securities Act Rule 144A Securities Exchange Act Qualified institutional buyer United States securities law United States Securities and Exchange Commission Financial system
59	AMERICAN BAR ASSOCIATION Chair Michael H. Byowitz, NY [removed[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-22 11:25:51 Financial economics Financial regulation 73rd United States Congress Auditing United States corporate law U.S. Securities and Exchange Commission Christopher Cox Securities Act Rule 144A United States securities law United States Securities and Exchange Commission Finance
60	ARNOLD & PORTER LLP David F. Freeman, Jr. [removed[removed][removed]Fax Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-01 10:40:47 United States Securities and Exchange Commission Finance Financial system Financial regulation Qualified institutional buyer Financial services Regulation D Rule 144A Securities Act Financial economics Investment United States securities law

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